Cole-Frieman & Mallon LLP | Investment Management Law Firm

Profile

Cole-Frieman & Mallon LLP is a leading, Chambers Global-ranked investment management law firm known for providing top-tier, innovative, and collaborative legal solutions for complex financial services matters

400

Funds Launched Annually

1,400

Clients

36

Attorneys

One of the nation’s leading teams of dedicated investment management lawyers, Cole-Frieman & Mallon has the business acumen, market knowledge, and experience to provide legal solutions for a wide range of financial services matters.

Solutions

Fund Formation
Adviser Registration
ISDAs and Counterparty Documentation
Hedge Fund and Broker-Dealer Compliance
Loan Trading and Distressed Debt Transactions
Employment and Compensation Matters
Hedge Fund Due Diligence
Hedge Fund and Alternative Assets
Compliance Programs and Regulatory Examinations
Internal Investigations
Regulatory Inquiries
Marketing and Investor Relations
Routine Business Matters
Trading and Marketing

01

We deliver superior client service

We respond to all client inquiries in a timely manner and deliver work and advice that equals or exceeds the work product of our competitors.

02

We are good citizens

We strive to take every networking meeting and always help other services providers who work with our clients.

03

We give back

We are active supporters of Help For Children and other charities in our industry, and support the charitable interests of our partners and employees.

04

We work smart

We don’t reward billing more hours but instead are performance-driven with an emphasis on client service and efficiency.

05

We are pioneers

We embrace change and are constantly innovating for ourselves and our clients. We welcome the challenge of legal work that has never been done before.

06

We are a team

We work together and support each other regardless of position or economic interests. We value everyone’s contribution, encourage open communication, and foster a culture of intellectual collaboration that produces the best advice and results for our clients.

07

We have minimal bureaucracy

We strive to minimize the bureaucratic tasks required for attorneys so they can focus on work and life.

08

We do the right thing

We run our business by the book and don’t cut corners. We do not accept kickbacks or enter into any arrangement that compromises our ability to offer unbiased advice or recommendations.