Highlights
- Over 650 investment management industry clients
- Launched over 70 funds in 2016
Private Funds - Hedge Funds, Private Equity Funds, Real Estate Funds & Venture Capital Funds
- Drafted purchase and sale agreements for sale of hedge fund managers or other asset management firms
- Negotiated seed deals and strategic investments in private fund managers
- Developed and launched vehicles to accommodate ERISA assets
- Developed structured products and SPV's for leveraged vehicles, tax efficiency and access to foreign markets
- Negotiated loan agreements for investment managers and for fund vehicles
- Negotiated ISDAs and Prime Brokerage Agreements with over 20 counterparties
- Negotiated margin lock-ups and term commitments with numerous prime brokers
- Successfully resolved regulatory inquiries with the SEC, the CFTC and the NFA
- Structured compensation and earned interest plans
- Developed employment manuals and employment policies for hedge fund managers
Clients:
- Acuta Capital Partners, LLC
- Analytic Investors
- Angelo, Gordon & Co., LP
- Autodidactic Islands LLC
- Chatham Financial Corporation
- Colorado Blockchain Capital, LLC
- Freestone Capital Management, LLC
- JFL Capital Management, LLC
- Lyell Wealth Management, LLC
- Meta Stable, LLC
- Minard Capital, LLC
- Nantahala Capital Management, LLC
- New Mexico State Investment Counsel
- Nishkama Capital, LLC
- Numerai, LLC
- Ocean Endowment Partners, LLC
- Pacific Equity Management, LLC
- Phillip Futures Inc.
- Polychain Capital, LLC
- Prosper Marketplace
- ROW Asset Management
- Safra Asset Management
- Sensato Investors, LLC
- SoMa Equity Partners, LLC
- Spitfire Capital, LLC
- Standard Pacific Capital, LLC
- Structural Capital Management Company, LP
- Tano Capital, LLC
- Trinity Alps Capital Partners, LP LLC
- venBio, LLC
- WMD Asset Management, LLC
- Yulan Capital Management, LLC